-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkxBAqa7QSrOBdQ37yx8Dxj5iRZxa78mAAsNSebfrzwGml4BSgTtEwl2mbDQjsX6 Y2vfEg8PYN2Go/Up3At4ZQ== 0000950117-00-000041.txt : 20000202 0000950117-00-000041.hdr.sgml : 20000202 ACCESSION NUMBER: 0000950117-00-000041 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLANET POLYMER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000896861 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 330502606 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49423 FILM NUMBER: 505943 BUSINESS ADDRESS: STREET 1: 9985 BUSINESS PARK WAY STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 6195495130 MAIL ADDRESS: STREET 1: 9985 BUSINESSPARK AVE STREET 2: STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: PLANET POLYMER TECHNOLOGY INC DATE OF NAME CHANGE: 19950511 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DIPAOLO LORRAINE CENTRAL INDEX KEY: 0001050513 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 750 LEXINGTON AVE STREET 2: C/O THE BENCHMARK CO INC CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124214080 MAIL ADDRESS: STREET 1: C/O BENCHMARK CO INC STREET 2: 750 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 LORRAINE DIPAOLO SC 13G/AM #2 Schedule 13G Page 1 of 9 - -------------------------------------------------------------------------------- SEC POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION 1745 (3- CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM 98) DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------------------------------------------------------------- ---------------------------- UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ---------------------------- WASHINGTON, D.C. 20549 OMB Number: 3235-0145 ---------------------------- Expires: November 30, 1999 SCHEDULE 13G ----------------------------- Estimated average burden UNDER THE SECURITIES EXCHANGE ACT OF 1934 hours per response. . . 14.9 (AMENDMENT NO. 2)* -----------------------------
Planet Polymer Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 727044109 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13G Page 2 of 9 CUSIP No. 727044109 - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. Lorraine DiPaolo I.R.S. Identification Nos. of above persons (entities only). - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ...................................................................... (b) ...................................................................... - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 5. Sole Voting Power 76,100 Number of ------------------------------------------------------------ Shares 6. Shared Voting Power 762,900 Beneficially ------------------------------------------------------------- Owned by 7. Sole Dispositive Power 76,100 Each ------------------------------------------------------------ Reporting 8. Shared Dispositive Power 762,900 Person With - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 839,000 - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 12.20% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- ............................................................................... ............................................................................... ............................................................................... ............................................................................... ............................................................................... ............................................................................... - ------------------------------------------------------------------------------- SCHEDULE 13G ITEM 1. (a) The name of the issuer is Planet Polymer Technologies, Inc. (the "Corporation"). (b) The Corporation's executive office is located at 9985 Businesspark Avenue, San Diego, CA 92131. ITEM 2. (a) The person filing this statement is Lorraine DiPaolo. (b) Ms. DiPaolo's residence is 47 Plaza Street, Brooklyn, NY 11217. (c) Ms. DiPaolo is a United States citizen. (d) The Security is common stock, no par value per share. (e) The CUSIP Number of the Security is 727044109. ITEM 3. Not applicable. ITEM 4. (a) Ms. DiPaolo is the beneficial owner of 839,000 shares of the Security through the following: her direct, personal ownership of 76,100 shares of the Security; the ownership of 20,000 shares of the Security by her husband, Gordon DiPaolo; and her ownership of The Benchmark Company, Inc. ("Benchmark"), a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934 and an investment adviser registered under the Investment Advisers Act of 1940, in accordance with Section 240.13d-1(b)(1)(ii)(E), by virtue of Benchmark's investment discretion over accounts of its customers that hold 742,900 shares of the Security. (b) The amount of shares of the Security beneficially owned by Ms. DiPaolo is 12.20% of the total outstanding shares of the Security. (c) (i) Ms. DiPaolo has the sole power to vote or to direct the vote of 76,100 shares of the Security. (ii) Ms. DiPaolo shares with Gordon DiPaolo the power to vote or direct the vote of 20,000 shares of the Security and shares with Benchmark the power to vote or direct the vote of 742,900 shares of the Security. (iii) Ms. DiPaolo has the sole power to dispose, or to direct the disposition, of 76,100 shares of the Security. (iv) Ms. DiPaolo shares with Gordon DiPaolo the power to dispose, or to direct the disposition, of 20,000 shares of the Security and shares with Benchmark the power to dispose, or to direct the disposition, of 742,900 shares of the Security. ITEM 5. Not applicable ITEM 6. The clients of Benchmark and Gordon DiPaolo have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares of the Security. None of these individuals has an interest in 5% or more of the total outstanding shares of the Security. ITEM 7. Not applicable. ITEM 8. Not applicable. ITEM 9. Not applicable. ITEM 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. January 11, 2000 .............................. Date By /s/ Lorraine DiPaolo ............................... Lorraine DiPaolo -----END PRIVACY-ENHANCED MESSAGE-----